Review of Michael Trebilcock, Paradoxes of Professional Regulation: In Search of Regulatory Principles. Canadian Business Law Journal, Vol. 67, page 247.
Draft Online: https://ssrn.com/abstract=4640225
Review of Michael Trebilcock, Paradoxes of Professional Regulation: In Search of Regulatory Principles. Canadian Business Law Journal, Vol. 67, page 247.
Draft Online: https://ssrn.com/abstract=4640225
Slaw.ca, December 2023
Systemic racism is a reality in Canada. At many junctures in life, a person’s access to opportunities and fair treatment will be affected by their race, skin colour, or indigineity. The legal profession, in order to do its essential work in our society, must recognize and confront systemic racism.
So far, most formal efforts to do so have focused on racism’s effect on lawyers, law students, and others who work in the law. (See for example the action plans from the law societies of BC and Ontario, as well as Alberta’s “My Experience” project). These are worthy and very important efforts. But something might be missing: attention to the effects of systemic racism on actual and would-be clients.
Continue reading “Systemic Racism, Clients, and the Law Societies”(2024) Toronto Metropolitan University Law Review, Vol. 2, No. 1, page 84
Four of Ontario’s highest-volume adjudicative tribunals became seriously dysfunctional in late 2018. Systemic delays of months or years arose, basic procedural rights were abandoned, and substantive miscarriages of justice became common in the fields of residential tenancy, human rights, and entitlement to benefits. This article describes these symptoms, before seeking to diagnose the underlying problem. The proximate cause of the dysfunction was the approach to tribunal appointments taken by the executive branch of Ontario’s government. Members appointed by the previous government were “de-appointed” en masse, and meritorious replacements were not found promptly. Some of these problems began prior to 2018. Shortcomings in the other two branches of Ontario’s government also contributed to the dysfunctionality. The Ontario Legislature’s statute governing adjudicative tribunals, and its committee overseeing appointments, lacked the powers and resources that would be necessary to safeguard them from executive neglect. Meanwhile, Ontario’s courts are not an accessible and proportionate forum to backstop adjudicative tribunals. Moreover, a review of the case law shows that they lack doctrinal tools to hold the Government responsible for systemic delay and counterproductive appointment practices.
Full text: https://www.tmulawreview.com/current-issue/inaccessibility-justice
Canada has one of the world’s better justice systems, according to the World Justice Project Rule of Law Index. We are ranked 12th out of 140 world countries by the WJP. Delay, however, is a major Achilles’ Heel. (1)
The state bears fault for this situation. Governments have not always kept courts and adjudicative tribunals staffed up, which inevitably creates backlogs and delays. Judges and adjudicators have themselves been accused of unreasonably delaying the release of judgments, or being indifferent to parties’ delaying tactics.
But what about individual lawyers and paralegals, representing clients in contested matters? Delay, I believe, is a legal ethics issue as well as a public policy and systemic issue. It should be clearly understood that advocates, as officers of the courts and tribunals before which they appear, have an obligation to help the system do its work in a timely way. What makes this challenging is that both client interests, and lawyers’ own interests, can push us away from this duty.
Some clients have reasons to delay litigation. Defendants and respondents often know that they will give up money, or their freedom, or something else of value to them the end of the case. The longer the matter takes, the longer some defendants get to keep something they value. Police officers accused of misconduct, for example, are often suspended with pay, at a six-figure salary, pending the final hearing of their matters. If an officer in this position expects to be terminated after that hearing, then every month that it can be delayed produces a benefit worth thousands of dollars to them. In criminal matters, some observers suggest that some defendants engage in “tactical delay.”
In civil or family matters, delay places pressure on plaintiffs or applicants to settle for pennies on the dollars that they are actually owed. Think here of a critically injured personal injury plaintiff, or a homemaker spouse in a family law case. If you are in a bad financial situation, can you hold out years to get what you are actually owed? Or will you take the lowball offer cheque that you can cash tomorrow?
Legally experienced defendants know this, and the unscrupulous ones are not afraid to take advantage of it. While courts can punish intentional defence delay with cost awards, such consequences are often very mild. A similar dynamic is seen in administrative tribunals that deal with benefits (such as BC’s Civil Resolution Tribunal or Ontario’s License Appeals Tribunal for automobile accident benefits).
In any type of litigation, a lawyer or paralegal will have opportunities to help their clients out by slowing matters down if that’s what the client wants. However, doing so is unethical and may constitute professional misconduct. The Rules of Professional conduct state that “in civil proceedings, a lawyer should avoid and discourage the client from resorting to …. tactics that will merely delay.” (Model Code Rule 5.1-1, Commentary 8). It is interesting that this provision explicitly excludes non-civil matters. Regulators might want to reconsider whether lawyers of any kind should engage in encourage delay tactics.
In any case the Rules already say that all lawyers acting as advocates must “promot[e] the parties’ right to a fair hearing in which justice can be done.” (Rule 5.1-1, Commentary 1). This seems to mean that a lawyer, including a defence lawyer, must promote not only their own client’s interest, but rather the interest of all parties in a fair hearing. Delay makes it harder for justice to be done, among other reasons because evidence tends to become less reliable.
In some cases, it is the interests of advocates themselves, not those of their clients, that might tempt them to exacerbate delay. Those who bill by the hour may be rewarded with higher fees if their cases drag on. Successful professionals who have plenty of other things to work on may not be swayed by this. However, the perverse financial incentive to delay is not insignificant for those who might not have other sources of income once a certain big case ends. One attraction of contingency and flat fee billing models is that they align the lawyer’s financial incentives with a reasonably quick resolution.
Another temptation for advocates, which contributes to delay, is taking on too many clients. The busier you are, the more likely it is that you will be the reason why court dates, mediations, etc. cannot be scheduled for months or years. In one September 2023 criminal hearing in a southwestern Ontario courthouse, the accused was incarcerated, having been denied bail. The Court was seeking to schedule a defence Charter motion to exclude evidence, as well as a five-day jury trial. The Court and the Crown had dates available as early as the next month (October). However, the defence lawyer had an extremely busy schedule – just on that morning’s 9am docket he had five separate clients.
He had to refuse dates offered going well into next year, due to other trials he had scheduled. They finally agreed upon a date in June 2024. However, it seemed to at least one experienced observer that, with a less busy defence lawyer, the accused might have had his Charter motion heard within a month and, if successful, he might have been free in two months.
The Rules require lawyers to “make every effort to provide timely service to the client.” If a lawyer foresees “undue delay in providing advice or services,” the lawyer must inform the client of options including retaining new counsel (Rule 3.1-2, Commentary 12). You might have to talk them out of the idea that you are the only one who can do a good job for them.
Declining retainers when you lack the capacity for timely service is not just a duty to clients, but also part of the duty to the legal system itself identified above — promoting fair and substantive hearings in which justice can be done. Having colleagues who can take over for a date if necessary is one way to say “yes” to a would-be client without letting your other obligations slow down the resolution of their matter. These colleagues might be members of your firm, but they might also be on a “locum” contract that lets them help temporarily without taking over the matter.
Improving the timeliness of Canadian justice is essential. Governments, courts, and tribunals must step up. But advocates who work in contested matters should also recognize that contributing to timely justice is an ethical imperative, not only for clients but also to promote the functioning of the legal system itself.
________________
(1) Achilles, according to Greek mythology, was a mighty warrior who had one critical weakness. As a baby, Achilles had been dipped by his mother in the River Styx, which made him invulnerable. However Mom had to hold him by the heel, above the water, when she did so. And so any blow to the back of his foot could kill him. An “Achilles’ Heel” is a vulnerability in a person or thing which is otherwise very strong.
(2) Of all the cases that were actually completed in 2020-2021, one half resulted in a finding of guilt according to Statistics Canada: https://www.justice.gc.ca/eng/rp-pr/jr/jf-pf/2023/mar1.html
So, you need a lawyer. Who are you going to call? There are more than 50,000 to choose from in Ontario. Each one is officially licensed to handle any and all legal needs, but most are not competent to help with your particular need, and an even smaller number would be ideal for you. It can be very difficult to sort the wheat from the chaff, especially if you haven’t worked with lawyers in the past.
If a would-be client is confused by the options, and doesn’t have someone knowledgeable they can ask, it would be sensible to look at official designations. And Ontario, for the time being, has not one but two official designations that purport to mark out especially excellent lawyers.
The Law Society of Ontario’s Certified Specialist Program, established in 1986, allows about 800 Ontario lawyers to advertise themselves as specialists in one of 17 areas. To do so, these individuals had to prove to the Law Society’s satisfaction that they have mastered, and practiced consistently, in a niche such as family, immigration, or estate law.
And yet in May 2022 Convocation (the LSO’S elected board of governors) voted to abolish all of the certified specialist designations except the one for Indigenous Legal Issues. After some significant resistance, including from the Certified Specialists themselves confronting the abolition of a distinction they felt they had earned, this was put on hold in September 2022. A subcommittee is seeking feedback from the public and will report back to Convocation later this year about whether to continue, abolish, or reform the Program.
Even if the LSO’s list of Certified Specialists does disappear, the Office of the Attorney General has chipped in its own list of 91 elite lawyers. The new King’s Counsel designation was born without warning or fanfare in a press release on Friday June 30. The presser was issued on the eve of the Canada Day long weekend, which is the best possible moment to minimize media attention. There was no oral announcement, either inside or outside the Legislature.
Why would a government that has identified 91 especially wonderful lawyers, and bequeathed a noble honour upon them in order to celebrate the coronation of King Charles III, not want to make a bigger public splash? Those scrutinizing the list of 91 quickly found out why. While it contained a few who have genuinely done extraordinary things, the majority were distinguished only by their connections with the governing Progressive Conservative Party of Ontario. Every lawyer in Cabinet was included, most lawyer MPPs in the government caucus were included, and so were a number of the government’s most prominent political allies and appointees.
For Ontario lawyers and insiders, the King’s Counsel designation is simply a joke. It’s amusing that such a grand-sounding title — imagine being a lawyer who counsels the King himself! — could have been created in this way. There is no evidence of any structured process to identify these worthies. Questioned a week later, Premier Doug Ford said he had never seen or approved the list. If this is true, then it must have been approved by the Attorney General, or someone in the AG’s office.
Someone in that office probably tried to think of and write down all of the lawyers who are government MPPs, political staffers, or party insiders. Maybe they sent out a few email inquiries to allies, asking who among the party faithful might feel tickled to add a KC to their business cards and website bio blurb. It wouldn’t have taken more than an afternoon or two. For lipstick on the pig, a few non-politically-aligned eminences were added to the list.
It’s amusing to think of the Attorney General deciding to confer such a title upon himself. It’s not quite “Lord of All the Beasts of the Earth and the Fishes of the Seas,” as Ugandan dictator Idi Amin once dubbed himself, but it’s a gesture in the same direction. It’s funny that this was presented as a way to honour the coronation of the new King, when putting his name on something so old-fashioned and malodorous can only undermine the Crown’s reputation in Canada.
Caroline Mulroney simply had to be included on the list as a Cabinet minister and Tory blue-blood. However, she had never actually been called to the bar despite having served as AG herself. It would have been a bit too much to confer the title King’s Counsel on someone not even allowed to practice law in Ontario. And so, it was arranged for Mulroney to be called to the bar “administratively,” without having to take any tedious bar exams, pay any fees, or even swear an oath at Roy Thompson Hall. This happened just three days before she was elevated to the august ranks of KC.
But this is a tragedy, not a farce, for the clients whom these lawyers may go on to solicit. For inexperienced people who need legal help, choosing the right lawyer can be very difficult. Well-connected people can get high-quality referrals, but the average person phones the name they know or searches on Google. If this were not the case, then personal injury, family, and criminal defence firms wouldn’t spend the millions they do on advertising.
For a lawyer seeking to attract inexperienced clients, a King’s Counsel designation would be manna from heaven. It’s an official recognition from the government which seems to suggest you are better than other lawyers. The fact that a few genuinely elite, non-politically-aligned names were put on the list add lustre, because we are judged by the company we keep. Prospective clients can be truly told that Joe Shmoe, who worked in politics before hanging out his shingle, is “King’s Counsel, just like Marie Henein.”
Prospective clients in Commonwealth countries with genuinely meritocratic King’s Counsel designations are even more likely to be duped by Ontario’s phony imitation. In the UK, King’s Counsel designations are apolitical and objective. They are made on the basis of recommendations from an independent panel of lawyers, somewhat like the panels that recommend judicial appointments in Canada. An Ontario KC who practices in England, or seeks to attract clients from England, will be in a good position to attract clients who take it as a mark of quality but don’t know the embarrassing truth about how such things are done in Ontario.
There is, of course, one class of client for whom KC will be a helpful and meaningful sign of quality. Those retaining lawyers to lobby this provincial government will know that, apart from the apolitical minority on the list, these are the government’s very best friends in the Ontario bar. That is helpful information, especially given how receptive this particular government is to lobbying.
The Law Society should preserve the Certified Specialist Program, after reforming it to ensure that it graces more of the best lawyers, and none who are mediocre. As for King’s Counsel, there is a compelling argument for an objective, meritocratic designation, open to the entire profession. However, I think it will need to have some name other than “King’s Counsel.” That phrase has been permanently poisoned in Ontario.
Dear friends,
Hope you are well and enjoying the lovely weather. To finish off the campaign strong, the Matlow HQ have asked us to focus on the condo towers at 625, 627, 714, 716 The West Mall.
Would you have any time before Monday to flyer a few floors in these buildings? Whether you knock on the doors or not is up to you — at this stage it would be terrific to just get the flyer in front of as many people as possible.
I’ll be working in these buildings starting 530pm tomorrow so feel free to meet me in the guest parking lot behind 714 The West Mall. I can also offer rides!
Finally, as you know Monday is election day and getting out the vote is crucial. We will be hosting a home centre for Josh at 110 Prennan. Here is the signup if you can help : https://www.votematlow.ca/vol_on_eday.
Dear friends, on Thurs evening I’ll be knocking doors for our candidate of choice in 551 The West Mall, a middle-income condo building just south of Rathburn. I hope you will join me! Let’s meet in the visitor parking lot at the rear of 551 at 545pm. I’ll have plenty of flyers.
Why This Building?
551 is a tower so we can hit lots of doors quickly. Also it will have a polling station in the lobby, which will make it much easier for residents to vote.
Why Canvass?
Josh would be a terrific mayor, but canvassing isn’t only about helping him win. Canvassing is a chance to get people interested in democracy and learn about our fellow human beings from different walks of life. Municipal election turnout was only 29.7% last October which is really troubling.
I count it a win to have a talk that turns a non-voter into a voter, perhaps for life. I treasure the conversations where someone tells me what has them excited or even angry. You learn a lot of interesting things at the door! And so many people are isolated. Hearing them, when they are willing to talk, creates a crucial human connection. All of this to say that, no matter what the polls say and no matter who ends up winning, I find canvassing is always worthwhile!
Dear friends, Would you like to join me on a canvass for Josh Matlow on Thurs evening?
I’m planning on heading to what some call “Eatonville Centre” — East Mall and Bloor.
Your can choose between an older condo (362 The East Mall), new condos / townhouses (Valhalla Inn Road), or if you prefer the single family homes on the streets just east of East Mall.
A few of Josh’s commitments that might resonate in this area:
Meeting Place
530pm at Bloorlea School Parking Lot, Northeast corner of Bloor and The East Mall
OR text me any time at 416 899 5203 and we can meet up
IN ADVANCE
we will be using the FieldEdge app to record data.
If you have a phone and are comfortable using it for this purpose please download at
https://nationbuilder.com/fieldedgeapp
You can register by entering votematlow.NationBuilder.com when prompted
HOWEVER if you prefer you can record data on paper or your phone or text it to me.
My wife was assaulted by a stranger in downtown Toronto, in January of 2020. She was walking through the underground passage from the Eaton Centre into the Queen TTC station. A man suddenly ran up and kicked her in the leg. She was rattled, and her leg was bruised, but she got over it within a few weeks.
She was lucky. A few weeks later the same man attacked another woman, in the same mall. This time he approached his victim from the back and hit her on the head. This lady suffered a serious concussion, and couldn’t work for many months. She was very frightened of walking alone downtown for a long time afterwards.
A suspect was arrested, charged with assault for these two crimes, and put on trial two years later. He was exonerated. The Crown did not prove to the judge’s satisfaction that the accused was the person who had committed the assaults.
In this case, the justice system failed. Either the wrong person was arrested, the evidence was botched, the prosecution was lacking, or the judge made a mistake. Someone definitely assaulted my friend and the other victim, and that person walked free to do it again.
In law schools, we think more about the other kind of criminal justice system failure. We research and teach extensively about cases in which the state applies too much coercion to people. Starting in 1L Criminal Law, we focus on people who are over-policed, wrongfully convicted, or subjected to cruel and unusual punishment.
And yet protecting public safety is the primary purpose of the criminal justice system. This requires bringing violent offenders to justice, among other things. Lately, people been having serious and understandable doubts about whether that’s happening consistently enough — especially when it comes to stranger attacks on public transit and in downtown urban areas.
“Better that ten guilty persons escape than that one innocent suffer.” William Blackstone laid down this famous ratio in his 1765 Commentaries on the Laws of England. The idea is that the system should err on the side of preserving liberty, and do everything humanly possible to avoid wrongful convictions. This is why proof beyond a reasonable doubt is necessary to convict, and why Crown appeals of “not guilty” verdicts are extremely rare.
Is one wrongful conviction just as bad as 10 wrongful exonerations? Or should the ratio be 1:5, or perhaps 1:100? In my view, thinking in these terms lets the public justice system off too easily. Why assume that wrongful exonerations are a price we must pay to avoid wrongful convictions? It’s a bit like your doctor mistaking your seasonal allergies for strep throat, prescribing you antibiotics (which won’t help you), and then justifying this by saying “it’s better that 10 people who don’t need antibiotics take them, rather than one who needs them doesn’t.” You’d be angry. You’d want to know why the medical system can’t do a better job of distinguishing allergies from strep throat, so that it can respond to each appropriately. The criminal justice system must distinguish guilty people from innocent ones, so that it can respond to each appropriately.
More important than choosing which side the system should err on is making sure it errs as little as possible, period. The system must uphold individual rights, avoid wrongful convictions, and confront systemic racism, but it must also apprehend, deter and punish crime. If it doesn’t, victims’ lives will be unjustly and unnecessarily ruined, while social solidarity and confidence in our legal system will continue to erode.
Looks like a beautiful sunny evening and HQ has asked us to canvass houses on Dundas Street between Islington and Royal York.
I’m especially excited about this one as I’ve done some work on that stretch already, helping to convince the city to install a traffic light at the highly problematic intersection of Dundas and Wimbleton.
For dangerous and high-volume streets like Dundas, Josh has a terrific traffic safety plan that I’m hoping we can tell people about: https://www.votematlow.ca/traffic-safety
MEETING SPOT
Parking lot of Montgomery’s Tavern (southeast corner of Islington and Dundas) at 530pm on Thursday June 1st.
Let me know if you can make it!
Noel
Slaw.ca Legal Access to Justice Column, April 19 2023.
Found online at: https://www.slaw.ca/2023/04/19/adjudicative-tribunals-in-need-of-friends-in-high-places/
Each year, over 100,000 Ontarians seek justice from Tribunals Ontario. This group of people —the size of a small city— includes tenants, landlords, motor vehicle accident victims seeking insurance benefits, people denied disability benefits, and those who believe that their fundamental human rights have been infringed. This group of 100,000 is significantly larger than the number of plaintiffs who start civil lawsuits in the Superior Court of Justice each year. The numbers are similar in other provinces. For most civil rights, tribunals are Canadians’ first and only opportunity to seek authoritative dispute-resolution and enforcement.
Continue reading “Adjudicative Tribunals: In Need of Friends in High Places”Slaw.ca Access to Justice Column, February 2 2023
Found online at: https://www.slaw.ca/2023/02/02/a-charter-right-to-advise-even-without-a-license/
A new American case, Upsolve v. James, suggests that freedom of expression might protect the right of non-lawyers to offer legal advice.
In both Canada and the USA, lawyers have a near-monopoly on legal advice. If anyone tells someone else how the law would apply to their circumstances, the first person is probably deemed to be “practicing law.” That is something that only lawyers are allowed to do.
Continue reading “A Charter Right to Advise – Even Without a License?”Slaw.ca Access to Justice Column, December 14 2022
Found Online at https://www.slaw.ca/2022/12/14/justice-denied-constitutional-remedies-for-systemic-delay/
Suppose you run a small widget-making business in Ontario. You sent crates of widgets worth $100k to a customer, but they refuse to pay. They say there’s something wrong with the widgets, but you know this isn’t true and you can prove it. The good news is that contract law obliges your customer to pay you, and procedural law allows you to seize their assets to satisfy the debt if they don’t. The bad news is that, if you sue and the other side plays hardball, it will probably take at least four or five years to get the matter to trial. By that point, the mounting toll of wasted hours and legal fees may well have led you to abandon your claim, or settle it for pennies on the dollar. If you do persevere, there’s a good chance your defendant will have disappeared or gone bankrupt by the time you get your judgment.
Continue reading “Justice Denied: Constitutional Remedies for Systemic Delay”Canadian Bar Review, Vol 100, No. 2
Improving access to justice is often identified as a goal of reforms to legal procedure. What does access to justice mean in this context? This article proposes that “better access” and “better justice” should be understood as distinct but overlapping goals. Access improves when procedural costs confronting litigants are reduced. Justice has three qualities—substantive justice, procedural justice, and public justice—which legal procedure can produce to a greater or lesser degree. Although access and justice are sometimes in tension as goals for procedural reform, they are also harmonious. Better access to better justice is a worthy goal for procedural reformers. Welfarism is introduced in the final part of the article, as a way to focus access to justice reforms and make the necessary tradeoffs. This article’s argument is illustrated by three procedural reform trends—mandatory mediation, smaller-dollar procedure, and inquisitoriality.
Full text: https://cbr.cba.org/index.php/cbr/article/view/4772
I’m delighted to announce that the updated 2022 edition of Civil Procedure & Practice in Ontario is now live at https://www.canlii.org/en/commentary/81787.
We are also grateful to our publishers CanLII, and in particular the team of Sarah Sutherland, Alex Tsang, and Alicia Lazear. Assistant Editor Sheldon Leung and our Windsor Law editorial team (introduced below) were essential to the success of this project.




